For your delectation and delight, desultory dicta on the law of delicts.

Ninth Circuit’s Difficulty with Process of Elimination

September 16th, 2018

Differential etiology is a high-fallutin’ term given to a simple disjunctive syllogism in which all disjuncts in the premise but one are eliminated. The syllogism would be a persuasive argument for the one remaining disjunct but only if all the other premises are effectively eliminated. Otherwise, we are left with competing disjunctive premises that remain, without any way of embracing the “one,” for which someone is contending.

Over 100 years ago, the United States Supreme Court recognized the need for eliminating all but the claimed cause in a simple FELA negligence action. In a unanimous decision, the Court declared:

And where the testimony leaves the matter uncertain and shows that any one of half a dozen things may have brought about the injury, for some of which the employer is responsible and for some of which he is not, it is not for the jury to guess between these half a dozen causes and find that the negligence of the employer was the real cause, when there is no satisfactory foundation in the testimony for that conclusion. If the employe is unable to adduce sufficient evidence to show negligence on the part of the employer, it is only one of the many cases in which the plaintiff fails in his testimony, and no mere sympathy for the unfortunate victim of an accident justifies any departure from settled rules of proof resting upon all plaintiffs.”

Patton v. Texas & Pacific RR, 179 U.S. 658, 663-64 (1901).

Recently the United States Court of Appeals, for the Ninth Circuit, recognized the need to rule out alternative factual explanations before a court could enter judgment on a claim of copyright infringement.1 Cobbler Nevada, LLC v Thomas Gonzales, No. 17-35041 (9th Cir., Aug. 27, 2018). The facts of Cobbler Nevada are illustrative.

Someone with access to an IP address registered to Thomas Gonzales used BitTorrent to download a copy of “The Cobbler,” an Adam Sandler movie. Cobbler Nevada LLC sued Mr. Gonzales, not for bad taste, but for infringing on its copyright to the movie. Mr. Gonzales, however, was the owner of an adult foster home, in which several other people had access to Gonzales’ IP address. Cobbler Nevada had no evidence that eliminated the possibility of downloading by other people in the home.

An amended complaint accused Mr. Gonzales of directly infringing the copyright, and alternatively, of contributing to the infringement by not policing this own internet connection.

The panel affirmed the rejection of the infringement claim because the claimant had failed to rule out downloading by someone who other Gonzales:

The direct infringement claim fails because Gonzales’ status as the registered subscriber of an infringing IP address, standing alone, does not create a reasonable inference that he is also the infringer… .”

Id. The panel reasoned that others in the household could have accessed Gonzales’ internet connection, and that the law did not impose a duty to secure the connection from a “frugal” neighbor.

In personal injury cases, the Ninth Circuit takes a very different, and thoroughly illogical approach from its astute reasoning in Cobbler Nevada. In one Ninth Circuit case, the plaintiff claimed without much of any supporting evidence that he had sustained a drug-induced disease, when over 70 percent of cases of that disease were idiopathic. The trial court accurately diagnosed the situation as an impossible proof problem for the plaintiff because the differential etiology method could not eliminate idiopathic causes in the case before the court. Rule 702 led to the exclusion of plantiffs’ proffered opinions, and the trial court entered summary judgment for the defendants. The Ninth Circuit reversed in an ipse dixit judgment that threw logic to the wind. Wendell v. Johnson & Johnson, No. 09-cv-04124, 2014 WL 2943572, at *5 (N.D. Cal. June 30, 2014), rev’d sub nom. Wendell v. GlaxoSmithKline LLC, 858 F.3d 1227 (9th Cir. 2017).2

The two cases, Wendell and Cobbler Nevada, cannot be reconciled. The aberrant and costive reasoning of Wendell will give rise to unflattering speculation about the Circuit’s motivation. Perhaps the next edition of the Reference Manual on Scientific Evidence should have a chapter on elementary logic, to help avoid such embarrassing situations.

1 Jason Tashea, “9th Circuit rules that sharing IP address is insufficient for copyright infringement,” Am. Bar. Ass’n J. (Sept. 4, 2018).

2 For a lively vivisection of the Ninth Circuit’s decision in Wendell, see David L. Faigman & Jennifer Mnookin, “The Curious Case of Wendell v. GlaxoSmithKline LLC,” 48 Seton Hall L. Rev. 607 (2018).

The Expert Witness Who Put God on His Reference List

August 28th, 2018

And you never ask questions
When God’s on your side”

                                Bob Dylan, “With God on Our Side” 1963.

Cases involving claims of personal injury have inspired some of the most dubious scientific studies in the so-called medical literature, but the flights of fancy in published papers are nothing compared with what is recorded in the annals of expert witness testimony. The weaker the medical claims, the more outlandish is the expert testimony proffered. Claims for personal injury supposedly resulting from mold exposure are no exception to the general rule. The expert witness opinion testimony in mold litigation has resulted in several commentaries1 and professional position papers,2 offered to curb the apparent excesses.

Ritchie Shoemaker, M.D., has been a regular expert witness for the mold lawsuit industry. Professional criticism has not deterred Shoemaker, although discerning courts have put the kibosh on some of Shoemaker’s testimonial adventures.3

Shoemaker cannot be everywhere, and so in conjunction with the mold lawsuit industry, Shoemaker has taken to certifying new expert witnesses. But how will Shoemaker and his protégées overcome the critical judicial reception?

Enter Divine Intervention

Make thee an ark of gopher wood; rooms shalt thou make in the ark, and shalt pitch it within and without with pitch.4

Some say the age of prophets, burning bushes, and the like is over, but perhaps not so. Maybe God speaks to expert witnesses to fill in the voids left by missing evidence. Consider the testimony of Dr. Scott W. McMahon, who recently testified that he was Shoemaker trained, and divinely inspired:

Q. Jumping around a little bit, Doctor, how did your interest in indoor environmental quality in general, and mold in particular, how did that come about?

A. I had — in 2009, I had been asked to give a talk at a medical society at the end of October and the people who were involved in it were harassing me almost on a weekly basis asking me what the title of my talk was going to be. I had spoken to the same society the previous four years. I had no idea what I was going to speak about. I am a man of faith, I’ve been a pastor and a missionary and other things, so I prayed about it and what I heard in my head verbatim was pediatric mold exposure colon the next great epidemic question mark. That’s what I heard in my head. And so because I try to live by faith, I typed that up as an email and said this is the name of my topic. And then I said, okay, God, you have ten weeks to teach me about this, and he did. Within three, four weeks maybe five, he had connected me to Dr. Shoemaker who was the leading person in the world at that time and the discoverer of this chronic inflammatory response.


I am a man of faith, I’ve been a pastor and everything. And I realized that this was a real entity.


Q. And do you attribute your decision or the decision for you to start Whole World Health Care also to be a divine intervention?

A. Well, that certainly started the process but I used my brain, too. Like I said, I went and I investigated Dr. Shoemaker, I wanted to make sure that his methods were real, that he wasn’t doing, you know, some sort of voodoo medicine and I saw that he wasn’t, that his scientific practice was standard. I mean, he changes one variable at a time in tests. He tested every step of the way. And I found that his conclusions were realistic. And then, you know, over the last few years, I’ve 1 gathered my own data and I see that they confirm almost every one of his conclusions.

Q. Doctor, was there anything in your past or anything dealing with your family in terms of exposure to mold or other indoor health issues?

A. No, it was totally off my radar.

Q. *** I’m not going to go into great detail with respect to Dr. Shoemaker, but are you Shoemaker certified?

A. I am.

Deposition transcript of Dr. Scott W. McMahon, at pp.46-49, in Courcelle v. C.W. Nola Properties LLC, Orleans Parish, Louisiana No. 15-3870, Sec. 7, Div. F. (May 18, 2018).

You may be surprised that the examining lawyer did not ask about the voice in which God spoke. The examining lawyer seems to have accepted without further question that the voice was that of an adult male voice. Still did the God entity speak in English, or in tongues? Was it a deep, resonant voice like Morgan Freeman’s in Bruce Almighty (2003)? Or was it a Yiddische voice like George Burns, in Oh God (1977)? Were there bushes burning when God spoke to McMahon? Or did the toast burn darker than expected?

Some might think that McMahon was impudent if not outright blasphemous for telling God that “He” had 10 weeks in which to instruct McMahon in the nuances of how mold causes human illness. Apparently, God was not bothered by this presumptuousness and complied with McMahon, which makes McMahon a special sort of prophet.

Of course, McMahon says he used his “brain,” in addition to following God’s instructions. But really why bother? Were there evidentiary or inferential gaps filled in by the Lord? The deposition does not address this issue.

In federal court, and in many state courts, an expert witness may base opinions on facts or data that are not admissible if, and only if, expert witnesses “in the particular field would reasonably rely on those kinds of facts or data in forming an opinion on the subject.5

Have other expert witnesses claimed divine inspiration for opinion testimony? A quick Pubmed search does not reveal any papers by God, or papers with God as someone’s Co-Author. It is only a matter of time, however, before a judge, some where, takes judicial notice of divinely inspired expert witness testimony.

1 See, e.g., Howard M. Weiner, Ronald E. Gots, and Robert P. Hein, “Medical Causation and Expert Testimony: Allergists at this Intersection of Medicine and Law,” 12 Curr. Allergy Asthma Rep. 590 (2012).

2 See, e.g., Bryan D. Hardin, Bruce J. Kelman, and Andrew Saxon, “ACOEM Evidence-Based Statement: Adverse Human Health Effects Associated with Molds in the Indoor Environment,” 45 J. Occup. & Envt’l Med. 470 (2003).

3 See, e.g., Chesson v. Montgomery Mutual Insur. Co., 434 Md. 346, 75 A.3d 932, 2013 WL 5311126 (2013) (“Dr. Shoemaker’s technique, which reflects a dearth of scientific methodology, as well as his causal theory, therefore, are not shown to be generally accepted in the relevant scientific community.”); Young v. Burton, 567 F. Supp. 2d 121, 130-31 (D.D.C. 2008) (excluding Dr. Shoemaker’s theories as lacking general acceptance and reliability; listing Virginia, Florida, and Alabama as states in which courts have rejected Shoemaker’s theory).

4 Genesis 6:14 (King James translation).

5 Federal Rule of Evidence. Bases of an Expert.

The Appeal of the Learned Treatise

August 16th, 2018

In many states, the so-called “learned treatise” doctrine creates a pseudo-exception to the rule against hearsay. The contents of such a treatise can be read to the jury, not for its truth, but for the jury to consider against the credibility of an expert witness who denies the truth of the treatise. Supposedly, some lawyers can understand the distinction between the treatise’s content’s being admitted for its truth as opposed to the credibility of an expert witness who denies its truth. Under the Federal Rules of Evidence, and in some states, the language of the treatise may be considered for its truth as well, but the physical treatise may not be entered into evidence. There are several serious problems with both the state and the federal versions of the doctrine.1

Legal on-line media recently reported about an appeal in the Pennsylvania Superior Court, which heard arguments in a case that apparently turned on allegations of trial court error in refusing to allow learned treatise cross-examination of a plaintiff’s expert witness in Pledger v. Janssen Pharms., Inc., Phila. Cty. Ct. C.P., April Term 2012, No. 1997. See Matt Fair, “J&J Urges Pa. Appeals Court To Undo $2.5M Risperdal Verdict,” Law360 (Aug. 8, 2018) (reporting on defendants’ appeal in Pledger, Pa. Super. Ct. nos. 2088 EDA 2016 and 2187 EDA 2016).

In Pledger, plaintiff claimed that he developed gynecomastia after taking the defendants’ antipsychotic medication Risperdal. Defendants warned about gynecomastia, but the plaintiff claimed that the defendants had not accurately quantified the rate of gynecomastia in its package insert.

From Mr. Fair’s reporting, readers can discern only one ground for appeal, namely whether the “trial judge improperly barred it from using a scientific article to challenge an expert’s opinion that the antipsychotic drug Risperdal caused an adolescent boy to grow breasts.” Without having heard the full oral argument, or having read the briefs, the reader cannot tell whether there were other grounds. According to Mr. Fair, defense counsel contended that the trial court’s refusal to allow the learned treatise “had allowed the [plaintiff’s] expert’s opinion to go uncountered during cross-examination.” The argument, according to Mr. Fair, continued:

Instead of being able to confront the medical causation expert with an article that absolutely contradicted and undermined his opinion, the court instead admonished counsel in front of the jury and said, ‘In Pennsylvania, we don’t try cases by books, we try them by live witnesses’.”

The cross-examination at issue, on the other hand, related to whether gynecomastia could occur naturally in pre-pubertal boys. Plaintiffs’ expert witness, Dr. Mark Solomon, a plastic surgeon, opined that gynecomastia did not occur naturally, and the defense counsel attempted to confront him with a “learned treatise,” an article from the Journal of Endocrinology, which apparently stated to the contrary. Solomon, following the usual expert witness playbook, testified that he had not read the article (and why would a surgeon have read this endocrinology journal?) Defense counsel pressed, and according to Mr. Fair, the trial judge disallowed further inquiry on cross-examination. On appeal, the defendants argued that the trial judge violated the learned treatise rule that allows “scholarly articles to be used as evidence.” The plaintiffs contended, in defense of their judgment below, that the “learned treatise rule” does not allow “scholarly articles to simply be read verbatim into the record,” and that the defense had the chance to raise the article in the direct examination of its own expert witnesses.

The Law360 reporting is curious on several fronts. The assigned error would have only been in support of a challenge to the denial of a new trial, and in a Risperdal case, the defense would likely have made a motion for judgment notwithstanding the verdict, as well as for new trial. Although the appellate briefs are not posted online, the defense’s post-trial motions in Pledger v. Janssen Pharms., Inc., Phila. Cty. Ct. C.P., April Term 2012, No. 1997, are available. See Defendants’ Motions for Post-Trial Relief Pursuant to Pa.R.C.P. 227.1 (Mar. 6, 2015).

At least at the post-trial motion stage, the defendants clearly made both motions for judgment and for a new trial, as expected.

As for the preservation of the “learned treatise” issue, the entire assignment of error is described in a single paragraph (out of 116 paragraphs) in the post-trial motion, as follows:

27. Moreover, appearing to rely on Aldridge v. Edmunds, 750 A.2d 292 (Pa. 2000), the Court prevented Janssen from cross-examining Dr. Solomon with scientific authority that would undermine his position. See, e.g., Tr. 60:9-63:2 (p.m.). Aldridge, however, addresses the use of learned treatises in the direct examination, and it cites with approval the case of Cummings v. Borough of Nazareth, 242 A.2d 460, 466 (Pa. 1968) (plurality op.), which stated that “[i]t is entirely proper in examination and cross-examination for counsel to call the witness’s attention to published works on the matter which is the subject of the witness’s testimony.” Janssen should not have been so limited in its cross examination of Dr. Solomon.

In Cummings, the issue revolved around using manuals that contained industry standards for swimming pool construction, not the appropriateness of a learned scientific treatise. Cummings v. Nazareth Borough, 430 Pa. 255, 266-67 (Pa. 1968). The defense motion did not contend that the defense counsel had laid the appropriate foundation for the learned treatise to be used. In any event, the trial judge wrote an opinion on the post-trial motions, in which he did not appear to address the learned treatise issue at all. Pledger v Janssen Pharms, Inc., Phila. Ct. C.P., Op. sur post-trial motions (Aug. 10., 2017) (Djerassi, J.).

The Pennsylvania Supreme Court has addressed the learned treatise exception to the rule against hearsay on several occasions. Perhaps the leading case described the law as:

well-settled that an expert witness may be cross-examined on the contents of a publication upon which he or she has relied in forming an opinion, and also with respect to any other publication which the expert acknowledges to be a standard work in the field. * * * In such cases, the publication or literature is not admitted for the truth of the matter asserted, but only to challenge the credibility of the witness’ opinion and the weight to be accorded thereto. * * * Learned writings which are offered to prove the truth of the matters therein are hearsay and may not properly be admitted into evidence for consideration by the jury.”

Majdic v. Cincinnati Mach. Co., 537 A. 2d 334, 621-22 (Pa. 1988) (internal citations omitted).

The Law360 report is difficult to assess. Perhaps the reporting by Mr. Fair was non-eponymously unfair? There is no discussion of how the defense had laid its foundation. Perhaps the defense had promised “to connect up” by establishing the foundation of the treatise through a defense expert witness. If there had been a foundation established, or promised to be established, the post-trial motion would have, in the normal course of events, cited the transcript for the proffer of a foundation. And why did Mr. Fair report on the oral argument as though the learned treatise issue was the only issue before the court? Inquiring minds want to know.

Judge Djerassi’s opinion on post-trial motions was perhaps more notable for embracing some testimony on statistical significance from Dr. David Kessler, former Commissioner of the FDA, and now a frequent testifier for the lawsuit industry on regulatory matters. Judge Djerassi, in his opinion, stated:

This statistically significant measure is shown in Table 21 and was within a chi-square rate of .02, meaning within a 98% chance of certainty. In Dr. Kessler’s opinion this is a statistically significant finding. (N.T. 1/29/15, afternoon, pp. p. 27, ln. 2 10-11, p. 28, lns. 7-12).”

Post-trial opinion at p.11.2 Surely, the defense’s expert witnesses explained that the chi-square test did not yield a measure of certainty that the measured statistic was the correct value.

The trial court’s whopper was enough of a teaser to force me to track down Kessler’s testimony, which was posted to the internet by the plaintiffs’ law firm. Judge Djerassi’s erroneous interpretation of the p-value can indeed be traced to Kessler’s improvident testimony:

Q. And since 2003, what have you been doing at University of California San Francisco, sir?

A. Among other things, I am currently a professor of pediatrics, professor of epidemiology, professor of biostatistics.

Pledger Transcript, Thurs., Jan. 28, 2015, Vol. 3, Morning Session at 111:3-7.

A. What statistical significance means is it’s mathematical and scientific calculations, but when we say something is statistically significant, it’s unlikely to happen by chance. So that association is very likely to be real. If you redid this, general statistically significant says if I redid this and redid the analysis a hundred times, I would get the same result 95 of those times.

Pledger Transcript, Fri., Jan. 29, 2015, Vol. 4, Morning Session at 80:18 – 81:2.

Q. So, sir, if we see on a study — and by the way, do the investigators of a study decided in their own criteria what is statistically significant? Do they assign what’s called a P value?

A. Exactly. So you can set it at 95, you can set it at 98, you can set it at 90. Generally, 95 significance level, for those of you who are mathematicians or scientifically inclined, it’s a P less than .05.

Q. As a general rule?

A. Yes.

Q. So if I see a number that is .0158, next to a dataset, that would mean that it occurs by chance less than two in 100. Correct?

A. Yes, that’s what the P value is saying.

Pledger Transcript, Fri., Jan. 29, 2015, Vol. 4, Morning Session at 81:5-20

Q. … If someone — if something has a p-value of less than .02, the converse of it is that your 98 — .98, that would be 98 percent certain that the result is not by chance?

A. Yes. That’s a fair way of saying it.

Q. And if you have a p-value of .10, that means the converse of it is 90 percent, or 90 percent that it’s not by chance, correct?

A. Yes.

Pledger Transcript, Fri., Jan. 29, 2015, Vol. 4, Afternoon Session at 7:14-22.

Q. Okay. And the last thing I’d like to ask about — sorry to keep going back and forth — is so if the jury saw a .0158, that’s of course less than .02, which means that it is 90 — almost 99 percent not by chance.

A. Yes. It’s statistically significant, as I would call it.

Pledger Transcript, Fri., Jan. 29, 2015, Vol. 4, Afternoon Session at 8:7-13.

2 See also Djerassi opinion at p.13 n. 13 (“P<0.02 is the chi—square rate reflecting a data outcome within a 98% chance of certainty.”).

Tremolitic Tergiversation or Ex-PIRG-Gation?

August 11th, 2018

My first encounter with the Public Interest Research Group (PIRG) was as an undergraduate when my college mandated that part of the student activity fee went to New Jersey PIRG. The college administration gave students no choice in the matter.

Upon investigating PIRG’s activities and rhetoric, I found the organization filled with self-aggrandizement, and puffed out with a self-satisfied arrogance. Epistemically, politically, and historically, an organization that declared all its goals to be “in the public interest” was jarring and objectionable, but it was probably just my own idiosyncratic sensitivity.

Many of my fellow students and I protested the forced support for PIRG, and ultimately the college yielded to the tide of opinion. Students were give a choice to opt out of paying the portion of their fees that went to PIRG.

Almost 50 years later, I still have a healthy skepticism of most self-proclaimed “public interest” groups, including PIRG. And so, my antennae went up upon seeing a New York Times article about a PIRG back-to-school shopping guide, with warnings about hazardous materials in crayons and magic markers. See Niraj Chokshi, “Asbestos in a Crayon, Benzene in a Marker: A School Supply Study’s Toxic Results,” N.Y. Times (Aug. 8, 2018). The hazard lurking in crayons, according to PIRG, was none other than the emperor of all toxic substances: asbestos. The Times dutifully reported that PIRG had found only “trace” tremolite, but the newspaper made no attempt to quantify the amount found; nor did the paper describe the meaninfulness of inhalational exposure from trace amount of tremolite embedded in wax. Instead, the Times reported a worrisome quote: “Tremolite is responsible for many cases of asbestos-related cancer and asbestos diseases, according to the Abramson Cancer Center at the University of Pennsylvania.”

* * * * * * * * * * *

A thing is a phallic symbol if it is longer than it is wide.” 

Melanie, Safka (1972)

A thing is a fiber if it is three times longer than it is wide.” 

O.S.H.A., 29 C.F.R. § 1910.1001(b) (defining fiber as having a length-to- diameter ratio of at least 3 to 1).

Ergo, all fibers are phallic symbols.

* * * * * * * * * * *

The New York Times article did link to PIRG’s report, which at least allowed readers to inspect the inculpatory evidence. U.S. PIRG, Safer School Supplies: Shopping Guide: Consumer Guide for Finding Non-Toxic School Supplies (2018). Unfortunately, the PIRG report did not answer crucial questions. There was no quantification of the tremolite asbestos, and there was no discussion of the ability of the tremolite to escape the wax matrix of the crayon, to become airborne, and to be inhaled. The report did cite the methodology used to ascertain the presence of the tremolite (EPA Method: EPA/600/R-93/116). Safer Schools at 5. In Appendix A to the report, the authors showed two microphotographs of tremolite particles, but without any measurement scale. One of the two tremolite particles looks like a cleavage fragment, not a fiber. The other photomicrograph shows something that might be a fiber, but without a scale and a report of the elemental peaks, the reader cannot tell for sure. Safer Schools at 21.

The controversy over the potential health effects of tremolite cleavage fragments has a long history. Compare Robert Reger & W. Keith C. Morgan, “On talc, tremolite, and tergiversation,” 47 Brit. J. Indus. Med. 505 (1990) with Bruce W. Case, “On talc, tremolite, and tergiversation. Ter-gi-ver-sate: 2: to use subterfuges,” 48 Brit. J. Indus. Med. 357 (1991). The regulatory definition of fiber does not distinguish between biologically significant fibers and particles with an aspect ratio greater than three. John Gamble & Graham Gibbs, “An evaluation of the risks of lung cancer and mesothelioma from exposure to amphibole cleavage fragments,” 52 Regulatory Toxicol. & Pharmacol. S154 (2008) (the weight of evidence fully supports a conclusion that non-asbestiform amphiboles do not increase the risk of lung cancer or mesothelioma); Brent L. Finley, Stacey M. Benson & Gary M. Marsh, “Cosmetic talc as a risk factor for pleural mesothelioma: a weight of evidence evaluation of the epidemiology,” 29 Inhalation Toxicol. 179 (2017).

Surely the public interest includes the facts and issues left out by PIRG’s report.



The opinions, statements, and asseverations expressed on Tortini are my own, or those of invited guests, and these writings do not necessarily represent the views of clients, friends, or family, even when supported by good and sufficient reason.